The Si of Regulation
Do you speak regulation? I do! Financial services regulation impacts everyone! This channel aims to add regulatory clarity to a number of topics.
The views on this channel are my own and not that of any Regulatory Authority or International Standard Setter. I am not a lawyer, financial advisor and am not providing professional advice. Discussions are for educational and entertainment purposes only.
Online compliance courses are also provided at the link below.
AML COMPLIANCE FOR LAWYERS & JUDGES! OECS BAR ASSOCIATION CONFERENCE IN GRENADA!
FATF, BENEFICIAL OWNERSHIP & CONTROL! DEVELOPMENTS FOR AML/CFT SUPERVISION!!!
IN THE NEWS - THE JAPANESE REGULATOR & AEON BANK! POST-INSPECTION ACTION!
HELLO 2025! WHAT'S THE FUTURE OF COMPLIANCE?!
IN THE NEWS - TD BANK'S $3 BILLION AML FINE!!! 🤯
COMPLIANCE FIRST - KYC & BLOCKCHAIN ANALYTICS!
IN THE NEWS - ESTIMATED LAUNDERING IN THE UK, THE SCOPE OF MONEY LAUNDERING & REAL ESTATE EXAMPLE!
IN THE NEWS - CASTELLUM.AI & A MONEY-BACK GUARANTEE FOR AML SCREENING!?
IN THE NEWS - WELLS FARGO & US OCC!
IN THE NEWS - AUSSIE GATEKEEPERS & AML/CFT/CPF REGULATIONS!
IN THE NEWS - SWEDBANK CEO ARREST IN MONEY LAUNDERING CASE!
IN THE NEWS - FINCEN, FUND MANAGERS & AML REQUIREMENTS!
IN THE NEWS - NYDFS, $35 MILLION SETTLEMENT & NORDEA!
IN THE NEWS - WECHAT PAY PAYS BIG AML FINE TO HKMA!
IN THE NEWS - JP MORGAN CHASE, CHECK FRAUD & TIKTOKERS!
IN THE NEWS - SOLICITORS REGULATION AUTHORITY FINES LAW FIRMS FOR AML FAILURES!
IN THE NEWS - UK NCA & ASSET FORFEITURE! 🚨💸
IN THE NEWS - BAHAMAS, BARBADOS, CENTRAL BANKS & MARKET CONDUCT!
IN THE NEWS - UK's NCA DISRUPTS MONEY LAUNDERING! 👮
IN THE NEWS - SIMONE BILES & COMPLIANCE??? 🤸🤸
IN THE NEWS - AIDING ILLICIT FINANCING? FATF CALLS OUT 3 MEMBERS!!!😲😲
COMPLIANCE FIRST - FINTECH, REGULATORY COMPLIANCE & GOVERNANCE!
IN THE NEWS - BARBADOS, BANKING & MARKET CONDUCT!
COMPLIANCE FIRST - DECENTRALIZED FINANCE (DEFI) & COMPLIANCE!
COMPLIANCE FIRST - CRYPTO & AML FAILURE, THE COMMON THREAD!
COMPLIANCE FIRST -YACHTS, SANCTIONS & GLOBAL SHIFTS!
COMPLIANCE FIRST - FATF REPORT ON GATEKEEPERS!
IN THE NEWS - BITMEX & MORE AML FAILURES! 😖😖
IN THE NEWS - UK AML FAILURES! WHAT COULD BE THE CAUSE? 🤔🤔
IN THE NEWS - PAXFUL ADMITS TO AML FAILURES & CO-FOUNDER FACES JAIL TIME!