FINRA
FINRA, the self-regulator of broker-dealers, protects investors, promotes capital formation and safeguards the markets – all at no cost to American taxpayers.
Making Your Voice Heard Through FINRA Member Engagement
Building Cybersecurity Resilience Through FINRA Forward
A Conversation with FINRA CEO Robert Cook and Small Firm Advisory Committee Chair Preston Haxo
Encore | Investing Wisely in 2025: Avoiding Scams and Achieving Your Financial Goals
Resources to Fight Scams
Cybersecurity and Fraud Prevention
Moving FINRA Forward
Previewing FINRA’s Crypto and Blockchain Education Program
National Financial Capability Study: Key Trends and Insights
A Conversation With FINRA Chair Scott Curtis
Robert Cook on FINRA Forward, and More
Vendor Vigilance: Navigating Third-Party Risk
Protecting Investors: FINRA Securities Helpline for Seniors' 10th Anniversary
Protecting Yourself from Financial Fraud: Navigating an Evolving Landscape
Using Data to Stay Ahead of Risk: Introducing FINRA’s StratIntel Team
Unpacking the 2025 FINRA Annual Regulatory Oversight Report
Investing Wisely in 2025: Avoiding Scams and Achieving Your Financial Goals
Unlocking Transparency: Navigating FINRA’s Market Data Offerings
Encore | An Introduction to FINRA’s Crypto Asset Work and the Crypto Hub
Special Investigations Unit: Combating Money Laundering and Fraud in the Securities Industry
The Forgotten Generation: Shining a Spotlight on Gen X’s Financial Health
The Latest Research: Why Do Targets Engage with Scams?
The Victim Experience: When Romance Leads to a Crypto Scam
Disrupting the Cycle of Financial Fraud Through Collaboration and Innovation
FINRA’s Examination Program: Optimizing for the Future
FINRA’s Membership Application Program: Safeguarding the Integrity of the Markets
An Update on FINRA’s Crypto Asset Work and the Crypto Hub
Financial Intelligence Unit: Connecting the Industry with Actionable Information