FCA Rules & The Perimeter: Do I Need To Be Authorised?

"The Perimeter: Do I Need to Be Authorised?" is an enlightening webinar where we delve into the intricacies of financial regulations and explore the common pressure points faced by individuals and businesses. Whether you're navigating loans from friends and family or delving into financial services opportunities, this event offers valuable insights to ensure you're on the right side of the regulatory fence.

This webinar was hoted by Chris Moss, the real-life banker from Netflix's 'Bank of Dave'.

Key Discussion Points:

Bank of Mum and Dad/Friends and Family Loans: Discover the potential pitfalls of secured and unsecured loans, especially those secured on property. Gain clarity on credit considerations and regulated mortgage business regulations to avoid unintended complications.

Introducers and Financial Services Opportunities: Explore the aftermath of recent case law and unravel the nuances of 'arranging deals' and 'making arrangements with a view to' transactions in specified investments. Stay informed about regulatory thresholds to keep your introductions compliant.

Raising Business Funds and Financial Promotion: Uncover the intricacies of prospectus requirements when raising funds for a business venture. Explore common exemptions, best practices for financial promotion, and learn how to effectively communicate within the boundaries of the regulations.

Don't miss this opportunity to stay ahead of the curve and ensure your financial activities remain on the right side of the law.

00:00-02:47 - Introduction
02:48-11:11 - FCA - Regulations Background
11:12-25:13 - The Bank of Mum & Dad Loans
25:14-30:17 - Recent Changes
30:18-35:36 - Fundraising
35:37-35:55- Contact Details