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FINOP FOCUS: 2021 Exam Priorities
Автор: Oyster Consulting
Загружено: 28 апр. 2021 г.
Просмотров: 22 просмотра
Описание:
Don't be one of the Findings in next year's FINRA Exam Priorities report.
Join our FINOP and Finance experts Rob Hall, Clark Tucker and Jeff Harpel as they discuss the findings that continue to happen year after year, as well as new ones, and the regulator's recommendations in FINRA's 2021 Examination and Risk Monitoring Program.
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