ADGM Code of Market Conduct
Автор: 10 Leaves
Загружено: 2025-12-09
Просмотров: 5
In this episode of The Riffle, we break down the ADGM Code of Market Conduct — the framework that defines, clarifies, and enforces the market abuse regime under the Financial Services and Markets Regulations.
We cover the CMC’s interpretation of key offences, including market manipulation, insider dealing, improper disclosure of Inside Information, dissemination of false or misleading statements, the use of fictitious devices in trading, and inducing others to deal.
We also highlight the Code’s recognised defenses, legitimate market practices, and the Regulator’s extensive enforcement powers — from fines and censures to suspensions and prohibition orders — along with what these standards mean for issuers, intermediaries, and market participants operating in or impacting the ADGM markets.
🎙 Presented by 10 Leaves
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